SEC Form 4 · accession 0001209191-15-027509
PRGX GLOBAL, INC. · PRGX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory J Owens
Director
Period of report
Mar 16, 2015
Accepted (ET)
Mar 18, 2015 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001007330
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 16, 2015 | A | 8,546 | $0.00 | A | 8,546 | D | |
| Common StockF3,F4 | Mar 16, 2015 | A | 2,849 | $0.00 | A | 11,395 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF5 | $4.07 | Mar 16, 2015 | A | 8,546 | A | — | Mar 15, 2022 | Common Stock | 8,546 | 8,546 | D |
| Stock OptionF6 | $4.07 | Mar 16, 2015 | A | 2,849 | A | — | Mar 15, 2021 | Common Stock | 2,849 | 2,849 | D |
Explanation of responses
- F1Grant of 8,546 shares of restricted stock that will vest in full on March 16, 2018.
- F2Includes 8,546 shares of restricted stock that will vest in full on March 16, 2018.
- F3Grant of restricted stock that vests in full on the earlier of (i) June 23, 2015 and (ii) the date of, and immediately prior to, the Company's 2015 annual meeting of shareholders.
- F4Includes the following shares of restricted stock: (i) 8,546 shares that will vest in full on March 16, 2018; and (ii) 2,849 shares that will vest in full on the earlier of (a) June 23, 2015 and (b) the date of, and immediately prior to, the Company's 2015 annual meeting of shareholders.
- F5Grant of stock options that will vest in full on March 16, 2018.
- F6Grant of stock options that vest in full on the earlier of (i) June 23, 2015 and (ii) the date of, and immediately prior to, the Company's 2015 annual meeting of shareholders.