SEC Form 4 · accession 0001209191-15-005434
PRGX GLOBAL, INC. · PRGX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Catherine Lee
Officer — SVP-Human Resources
Period of report
Jan 19, 2015
Accepted (ET)
Jan 21, 2015 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001007330
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 19, 2015 | A | 5,000 | $0.00 | A | 5,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $5.30 | Jan 19, 2015 | A | 8,333 | A | Jan 19, 2016 | Jan 18, 2021 | Common Stock | 8,333 | 8,333 | D |
| Stock Option | $5.83 | Jan 19, 2015 | A | 8,333 | A | Jan 19, 2017 | Jan 18, 2021 | Common Stock | 8,333 | 8,333 | D |
| Stock Option | $6.36 | Jan 19, 2015 | A | 8,334 | A | Jan 19, 2018 | Jan 18, 2021 | Common Stock | 8,334 | 8,334 | D |
Explanation of responses
- F1Grant of restricted stock that vests in three equal installments on each of January 19, 2016, 2017 and 2018.