SEC Form 4/A · accession 0001214659-17-005161
UNIFI INC · UFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert J Bishop
Director
Period of report
Aug 9, 2017
Accepted (ET)
Aug 15, 2017 · 7:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Aug 9, 2017 | P | 2,998 | $30.99 | A | 1,238,295 | I | See footnote (3) |
| Common StockF4 | holding | — | — | — | 6,200 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment is being filed to report correctly the transactions reported in the original Form 4 filed with the Securities and Exchange Commission on August 11, 2017, where the securities acquired and the resulting beneficial ownership related to such transactions were incorrectly reported as being acquired and directly owned by the reporting person where instead such acquisition and resulting ownership was indirect.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.98 to $30.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
- F3The reporting person is the founder, managing principal and a member of Impala Asset Management LLC and Impala Asset Advisors LLC, which are, respectively, investment manager and general partner to funds that hold these securities, and the reporting person is a limited partner in some of these funds. As such, the reporting person may be deemed to beneficially own these securities. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
- F4Represents grants of restricted stock units from the issuer for services as a director of the issuer. The restricted stock units were fully vested on the dates of grant and will be converted into an equivalent number of shares of common stock following the reporting person's termination of service as a director of the issuer.