SEC Form 4 · accession 0001214659-16-012652
UNIFI INC · UFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William L Jasper
Director
Period of report
Jul 8, 2016
Accepted (ET)
Jul 12, 2016 · 6:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Jul 8, 2016 | M | 52,492 | $5.73 | A | 104,242 | D | |
| COMMON STOCK | Jul 8, 2016 | M | 16,038 | $12.47 | A | 120,280 | D | |
| COMMON STOCK | Jul 8, 2016 | M | 7,500 | $11.23 | A | 127,780 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $5.73 | Jul 8, 2016 | M | 17,497 | D | Jul 28, 2010 | Jul 28, 2019 | Common Stock | 17,497 | 32,503 | D |
| Employee Stock Option (Right to Buy) | $5.73 | Jul 8, 2016 | M | 17,497 | D | Jul 28, 2011 | Jul 28, 2019 | Common Stock | 17,497 | 32,503 | D |
| Employee Stock Option (Right to Buy) | $5.73 | Jul 8, 2016 | M | 17,498 | D | Jul 28, 2012 | Jul 28, 2019 | Common Stock | 17,498 | 32,502 | D |
| Employee Stock Option (Right to Buy) | $12.47 | Jul 8, 2016 | M | 5,346 | D | Jul 27, 2012 | Jul 27, 2021 | Common Stock | 5,346 | 9,654 | D |
| Employee Stock Option (Right to Buy) | $12.47 | Jul 8, 2016 | M | 5,346 | D | Jul 27, 2013 | Jul 27, 2021 | Common Stock | 5,346 | 9,654 | D |
| Employee Stock Option (Right to Buy) | $12.47 | Jul 8, 2016 | M | 5,346 | D | Jul 27, 2014 | Jul 27, 2021 | Common Stock | 5,346 | 9,654 | D |
| Employee Stock Option (Right to Buy) | $11.23 | Jul 8, 2016 | M | 2,500 | D | Jul 25, 2013 | Jul 25, 2022 | Common Stock | 2,500 | 5,000 | D |
| Employee Stock Option (Right to Buy) | $11.23 | Jul 8, 2016 | M | 2,500 | D | Jul 25, 2014 | Jul 25, 2022 | Common Stock | 2,500 | 5,000 | D |
| Employee Stock Option (Right to Buy) | $11.23 | Jul 8, 2016 | M | 2,500 | D | Jul 25, 2015 | Jul 25, 2022 | Common Stock | 2,500 | 5,000 | D |