SEC Form 4 · accession 0001214659-15-007269
UNIFI INC · UFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth G Langone
Director
Period of report
Oct 27, 2015
Accepted (ET)
Oct 28, 2015 · 7:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 27, 2015 | P | 10,000 | $28.23 | A | 1,063,335 | D | |
| Common StockF2,F3 | Oct 27, 2015 | P | 900 | $28.21 | A | 27,800 | I | by wife |
| Common StockF4 | holding | — | — | — | 130,000 | I | by Invemed Associates LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person executed a trade order through a broker-dealer which resulted in multiple same-day same-way open market purchases, with the prices ranging from $27.75 to $28.50/share. The Reporting Person has reported these purchases on an aggregate basis using the weighted average price for the transactions and will provide detailed breakouts upon request.
- F2The Reporting Person's wife executed a trade order through a broker-dealer which resulted in multiple same-day same-way open market purchases, with the prices ranging from $27.99 to $28.44/share. The Reporting Person has reported these purchases on an aggregate basis using the weighted average price for the transactions and will provide detailed breakouts upon request.
- F3The Reporting Person disclaims beneficial ownership of the securities held by his wife and this report should not be deemed an admission that the Reporting Person is the beneficial owner of his wife's securities for purposes of Section 16 or for any other purposes.
- F4The Reporting Person is the principal equity holder and President and CEO of Invemed Associates, LLC. Pursuant to Instruction (4)(b)(iv) of Form 4, the Reporting Person has elected to report as indirectly beneficially owned the entire number of securities beneficially owned by such entity. The Reporting Person disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his pecuniary interesttherein and/or are not actually distributed to him.