SEC Form 4 · accession 0001144204-16-085061
EVOLUTION PETROLEUM CORP · EPM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Period of report
Feb 19, 2016
Accepted (ET)
Feb 29, 2016 · 5:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001006655
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4,F5 | Feb 19, 2016 | S | 80,271 | $4.2518 | D | 1,220,608 | I | See Footnotes |
| Common StockF1,F2,F6,F4,F7 | Feb 19, 2016 | S | 40,600 | $4.2518 | D | 0 | I | See Footnotes |
| Common StockF1,F2,F8,F4,F9 | Feb 19, 2016 | S | 80,270 | $4.2518 | D | 894,771 | I | See Footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund, LP, a Texas limited partnership ("Navitas"), and TJS Energy Fund, LP, a Delaware limited partnership ("TJS", and with Navitas, the "Partnerships"), and (ii) a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge").
- F2Because of their control over the Partnerships and Belridge, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships and Belridge; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships and Belridge, as applicable, in excess of their respective pecuniary interest in such securities.
- F3Represents Belridge's sale of shares of common stock.
- F4Represents an average sale price for the shares of common stock - the high price was $4.30 and the low price was $4.25.
- F5Represents shares of common stock held by Belridge.
- F6Represents TJS' sale of shares of common stock.
- F7Represents shares of common stock held by TJS.
- F8Represents Navitas' sale of shares of common stock.
- F9Represents shares of common stock held by Navitas.