SEC Form 4 · accession 0001006655-16-000157
EVOLUTION PETROLEUM CORP · EPM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Joe
Officer — SVP & CFO
Period of report
Dec 1, 2016
Accepted (ET)
Dec 5, 2016 · 5:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001006655
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 1, 2016 | S | 3,000 | $9.10 | D | 350,387 | D | |
| Common Stock | Dec 2, 2016 | S | 6,500 | $9.34 | D | 343,887 | D | |
| Common StockF1 | Dec 4, 2016 | F | 2,836 | $9.30 | D | 341,051 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares surrendered to the Company to pay income tax withholding obligations.