SEC Form 4 · accession 0001006655-16-000086
EVOLUTION PETROLEUM CORP · EPM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Joe
Officer — SVP & CFO
Period of report
Feb 25, 2016
Accepted (ET)
Feb 26, 2016 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001006655
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 25, 2016 | S | 3,000 | $4.20 | D | 304,434 | D | |
| Common StockF1 | Feb 26, 2016 | S | 2,493 | $4.42 | D | 301,941 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These sales were made to satisfy a margin call by a broker to whom these shares were pledged as collateral for a margin loan.