SEC Form 4 · accession 0001006655-16-000077
EVOLUTION PETROLEUM CORP · EPM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Joe
Officer — SVP & CFO
Period of report
Feb 16, 2016
Accepted (ET)
Feb 18, 2016 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001006655
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 16, 2016 | S | 4,019 | $4.40 | D | 326,028 | D | |
| Common StockF1 | Feb 17, 2016 | S | 8,000 | $4.50 | D | 318,028 | D | |
| Common StockF1 | Feb 18, 2016 | S | 5,000 | $4.45 | D | 313,028 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These sales were made to satisfy a margin call by a broker to whom these shares were pledged as collateral for a margin loan.