SEC Form 4 · accession 0001683451-16-000001
BEAR STATE FINANCIAL, INC. · BSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark McFatridge
Officer — President & CEO · Director
Period of report
Oct 1, 2016
Accepted (ET)
Oct 4, 2016 · 6:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001006424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 1, 2016 | M | 24,250 | — | A | 41,480 | D | |
| Common Stock | Oct 1, 2016 | F | 8,305 | $9.11 | D | 33,175 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Oct 1, 2016 | M | 24,250 | D | — | — | Common Stock | 24,250 | 0 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2On October 1, 2015, the reporting person was granted 48,500 restricted stock units, vesting in two equal installments. The first installment vested on December 30, 2015. The second installment vested on October 1, 2016.