SEC Form 4 · accession 0001664982-16-000003
BEAR STATE FINANCIAL, INC. · BSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shelly Loftin
Officer — EVP & Retail Banking Director
Period of report
Feb 20, 2016
Accepted (ET)
Feb 23, 2016 · 6:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001006424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 20, 2016 | M | 296 | — | A | 1,420 | D | |
| Common Stock | Feb 20, 2016 | F | 117 | $8.47 | D | 1,303 | D | |
| Common Stock | holding | — | — | — | 937 | I | 401(K)Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 20, 2016 | M | 296 | D | — | — | Common Stock | 296 | 13,909 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2On February 20, 2013, the reporting person was granted 888 restricted stock units(as adjusted to account for the 11% stock dividend declared by the issuer on November 12, 2014), vesting in three equal annual installments beginning on the first anniversary of the grant date.