SEC Form 4 · accession 0001340317-17-000011
BEAR STATE FINANCIAL, INC. · BSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Thomas Fritsche Jr.
Officer — EVP-Chief Risk Officer
Period of report
Jan 26, 2017
Accepted (ET)
Jan 30, 2017 · 2:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001006424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 26, 2017 | M | 1,024 | — | A | 21,196 | D | |
| Common Stock | Jan 26, 2017 | F | 350 | $10.13 | D | 20,846 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jan 26, 2017 | M | 1,024 | D | — | — | Common Stock | 1,024 | 44,847 | D |
Explanation of responses
- F1Please note the Form 4 filed by the reporting person on January 20, 2017 inadvertently over reported the number of shares withheld by 103 shares. Therefore the total amount of securities beneficially owned as reported herein reflects an adjustment of 103 shares.
- F2Restricted stock units convert into common stock on a one-for-one basis.
- F3The restricted stock units vest in two equal annual installments beginning on the first anniversary of the grant date.