SEC Form 4 · accession 0001340317-17-000006
BEAR STATE FINANCIAL, INC. · BSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shelly Loftin
Officer — Ex VP-Chief Admin Officer
Period of report
Jan 22, 2017
Accepted (ET)
Jan 24, 2017 · 6:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001006424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 22, 2017 | M | 371 | — | A | 3,619 | D | |
| Common Stock | Jan 22, 2017 | F | 146 | $10.25 | D | 3,473 | D | |
| Common Stock | holding | — | — | — | 1,307 | I | 401(K) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 22, 2017 | M | 371 | D | — | — | Common Stock | 371 | 14,328 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2On January 22, 2014, the reporting person was granted 1,000 restricted stock units (subsequently adjusted to 1,111 restricted stock units following the Company's 1-for-9 stock dividend in December 2014), vesting in three equal annual installments on the first, second and third anniversaries of the grant date.