SEC Form 4 · accession 0001340317-16-000035
BEAR STATE FINANCIAL, INC. · BSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yurik Iver Paroubek
Officer — EVP & Director of Operations
Period of report
Jun 4, 2016
Accepted (ET)
Jun 7, 2016 · 6:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001006424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 4, 2016 | M | 3,333 | — | A | 5,784 | D | |
| Common Stock | Jun 4, 2016 | F | 1,303 | $9.39 | D | 4,481 | D | |
| Common Stock | holding | — | — | — | 1,160 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Jun 4, 2016 | M | 3,333 | D | — | — | Common Stock | 3,333 | 11,687 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2Includes 505 shares received by the reporting person from a pro-rata distribution by Bear State Financial Holdings, LLC to its members of shares of the Issuer's common stock on February 10, 2015.
- F3On June 4, 2013, the reporting person was granted 3,333 restricted stock units (as adjusted to account for the 11% stock dividend declared by the Issuer on November 12, 2014), cliff vesting and converting into common stock on the third anniversary of the grant date.