SEC Form 4 · accession 0001340317-16-000034
BEAR STATE FINANCIAL, INC. · BSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matt Machen
Officer — See Remarks Below
Period of report
Jun 1, 2016
Accepted (ET)
Jun 2, 2016 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001006424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 1, 2016 | M | 3,333 | — | A | 7,839 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Jun 1, 2016 | M | 3,333 | D | — | — | Common Stock | 3,333 | 38,303 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2Includes 2,066 shares received by the reporting person from a pro-rata distribution by Bear State Financial Holdings, LLC to its members of shares of the Issuer's common stock on February 10, 2015.
- F3On June 1, 2013, the reporting person was granted 3,333 restricted stock units (as adjusted to account for the 11% stock dividend declared by the Issuer on November 12, 2014), cliff vesting and converting into common stock on the third anniversary of the grant date.
Remarks
President of Bear State Bank, the Issuer's wholly-owned subsidiary