SEC Form 4 · accession 0001340317-16-000031
BEAR STATE FINANCIAL, INC. · BSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Dabbs Cavin
Director
Period of report
Feb 20, 2016
Accepted (ET)
Feb 23, 2016 · 6:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001006424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 20, 2016 | M | 446 | — | A | 88,530 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 20, 2016 | M | 446 | D | — | — | Common Stock | 446 | 13,056 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2On February 20, 2013, the reporting person was granted 1,333 restricted stock units (as adjusted to account for the 11% stock dividend declared by the issuer on November 12, 2014), vesting in three equal annual installments beginning on the first anniversary of the grant date.