SEC Form 4 · accession 0001340317-16-000015
BEAR STATE FINANCIAL, INC. · BSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard N Massey
Director · 10% Owner
Period of report
Jan 21, 2016
Accepted (ET)
Jan 25, 2016 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001006424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 21, 2016 | M | 366 | — | A | 399,024 | D | |
| Common Stock | Jan 21, 2016 | F | 116 | $8.03 | D | 398,908 | D | |
| Common Stock | holding | — | — | — | 18,978,035 | I | By Bear State Financial Holdings LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 21, 2016 | M | 366 | D | — | — | Common Stock | 366 | 1,956 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2On January 21, 2015, the reporting person was granted 1,100 restricted stock units, vesting in three equal annual installments on the first, second and third anniversaries of the grant date.