SEC Form 4 · accession 0001245105-18-000021
BEAR STATE FINANCIAL, INC. · BSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Lowe
Officer — Corporate Banking President
Period of report
Jan 26, 2018
Accepted (ET)
Jan 30, 2018 · 11:51 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001006424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 26, 2018 | M | 659 | $0.00 | A | 8,838 | D | |
| Common Stock | Jan 26, 2018 | F | 240 | $10.30 | D | 8,598 | D | |
| Common Stock | holding | — | — | — | 1,342 | I | 401(K) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 26, 2018 | M | 659 | D | — | — | Common Stock | 659 | 12,307 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2On January 26, 2016, the reporting person was granted 1,317 restricted stock units, vesting in two equal annual installments on the first and second anniversaries of the grant date.