SEC Form 4 · accession 0001245105-18-000004
BEAR STATE FINANCIAL, INC. · BSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shelly Loftin
Officer — EVP-Chief Administrative Off.
Period of report
Jan 17, 2018
Accepted (ET)
Jan 19, 2018 · 4:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001006424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 17, 2018 | A | 2,192 | $0.00 | A | 6,833 | D | |
| Common Stock | Jan 17, 2018 | F | 801 | $10.26 | D | 6,032 | D | |
| Common Stock | Jan 18, 2018 | M | 395 | $0.00 | A | 6,427 | D | |
| Common Stock | Jan 18, 2018 | F | 144 | $10.25 | D | 6,283 | D | |
| Common Stock | holding | — | — | — | 1,872 | I | 401(K) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 17, 2018 | A | 4,386 | A | — | — | Common Stock | 4,386 | 16,854 | D |
| Restricted Stock UnitsF1,F3 | — | Jan 18, 2018 | M | 395 | D | — | — | Common Stock | 395 | 16,459 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2The restricted stock units vest in two equal annual installments beginning on the first anniversary of the grant date.
- F3On January 18, 2017, the reporting person was granted 790 restricted stock units. The restricted stock units vest in two equal annual installments beginning on the first anniversary of the grant date.