SEC Form 4/A · accession 0001245105-17-000077
BEAR STATE FINANCIAL, INC. · BSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Daniel C. Horton
Director
Period of report
Jun 16, 2017
Accepted (ET)
Jun 21, 2017 · 10:43 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001006424
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | — | Jun 16, 2017 | M | 2,066 | D | — | — | Common Stock | 2,066 | 2,479 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2This amendment is being filed to amend Form 4 filed June 20, 2017, which inadvertently indicated that the subject derivative securities were "Acquired (A)," rather than "Disposed of (D)" (Table II, Column 5. - Number of Derivative Securities Acquired (A) or Disposed of (D)).
- F3On June 16, 2014, the reporting person was granted 3,100 restricted stock units (subsequently adjusted to 3,444 restricted stock units following the Company's 1-for-9 stock dividend in December 2014), vesting 60% on the third anniversary of the grant date, with the remainder vesting in two equal installments on the fourth and fifth anniversaries of the grant date. In a prior filing, the reporting person inadvertently reported an incorrect grant date of June 13, 2014 for this award, instead of the actual grant date of June 16, 2014.