SEC Form 4 · accession 0001245105-17-000075
BEAR STATE FINANCIAL, INC. · BSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donna Merriweather
Officer — EVP-Chief Human Resources Off.
Period of report
Jun 16, 2017
Accepted (ET)
Jun 20, 2017 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001006424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 16, 2017 | M | 1,999 | — | A | 4,797 | D | |
| Common Stock | Jun 16, 2017 | F | 790 | $9.39 | D | 4,007 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jun 16, 2017 | M | 1,999 | D | — | — | Common Stock | 1,999 | 12,591 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2On June 16, 2014, the reporting person was granted 3,000 restricted stock units (subsequently adjusted to 3,333 restricted stock units following the Company's 1-for-9 stock dividend in December 2014), vesting 60% on the third anniversary of the grant date, with the remainder vesting in two equal installments on the fourth and fifth anniversaries of the grant date. In a prior filing, the reporting person inadvertently reported incorrect vesting dates of June 13, 2017, June 13, 2018 and June 13, 2019 for this award, instead of the actual vesting dates of June 16, 2017, June 16, 2018 and June 16, 2019.