SEC Form 4 · accession 0001245105-17-000074
BEAR STATE FINANCIAL, INC. · BSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard N Massey
Director · 10% Owner
Period of report
Jun 16, 2017
Accepted (ET)
Jun 20, 2017 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001006424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 16, 2017 | M | 733 | — | A | 758,650 | D | |
| Common Stock | Jun 16, 2017 | F | 233 | $9.39 | D | 758,417 | D | |
| Common Stock | holding | — | — | — | 15,182,463 | I | By Bear State Financial Holdings, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jun 16, 2017 | M | 733 | D | — | — | Common Stock | 733 | 1,590 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2On June 16, 2014, the reporting person was granted 1,100 restricted stock units (subsequently adjusted to 1,222 restricted stock units following the Company's 1-for-9 stock dividend in December 2014), vesting 60% on the third anniversary of the grant date, with the remainder vesting in two equal installments on the fourth and fifth anniversaries of the grant date. In a prior filing, the reporting person inadvertently reported an incorrect grant date of June 13, 2014 for this award, instead of the actual grant date of June 16, 2014.