SEC Form 4 · accession 0001245105-17-000045
BEAR STATE FINANCIAL, INC. · BSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Lowe
Officer — Corporate Banking President
Period of report
Feb 23, 2017
Accepted (ET)
Mar 2, 2017 · 12:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001006424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 23, 2017 | M | 500 | — | A | 6,202 | D | |
| Common Stock | Feb 23, 2017 | F | 197 | $9.60 | D | 6,005 | D | |
| Common Stock | holding | — | — | — | 1,018 | I | 401(K) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 23, 2017 | M | 500 | D | — | — | Common Stock | 500 | 8,351 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2On February 23, 2015, the reporting person was granted 1,500 restricted stock units vesting in three equal annual installments on the first, second and third anniversaries of the grant date.