SEC Form 4 · accession 0001245105-17-000018
BEAR STATE FINANCIAL, INC. · BSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Thomas Fritsche Jr.
Officer — EVP - Chief Risk Officer
Period of report
Jan 24, 2017
Accepted (ET)
Jan 26, 2017 · 6:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001006424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 24, 2017 | M | 36,110 | $5.35 | A | 45,380 | D | |
| Common Stock | Jan 24, 2017 | S | 1,190 | $10.10 | D | 44,190 | D | |
| Common Stock | Jan 24, 2017 | S | 2,000 | $10.09 | D | 42,190 | D | |
| Common Stock | Jan 24, 2017 | S | 2,000 | $10.08 | D | 40,190 | D | |
| Common Stock | Jan 24, 2017 | S | 2,500 | $10.06 | D | 37,690 | D | |
| Common Stock | Jan 24, 2017 | S | 3,000 | $10.05 | D | 34,690 | D | |
| Common Stock | Jan 24, 2017 | S | 2,500 | $10.03 | D | 32,190 | D | |
| Common Stock | Jan 24, 2017 | S | 12,000 | $10.00 | D | 20,190 | D | |
| Common Stock | Jan 25, 2017 | S | 45 | $10.12 | D | 20,145 | D | |
| Common Stock | Jan 25, 2017 | S | 76 | $10.06 | D | 20,069 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1 | $5.35 | Jan 24, 2017 | M | 36,110 | D | — | Oct 16, 2018 | Common Stock | 36,110 | 0 | D |
Explanation of responses
- F1The option vested as follows: 60% on October 26, 2014, 20% on October 26, 2015 and 20% on October 26, 2016.