SEC Form 4 · accession 0001245105-17-000012
BEAR STATE FINANCIAL, INC. · BSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel C. Horton
Director
Period of report
Jun 19, 2014
Accepted (ET)
Jan 24, 2017 · 6:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001006424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 19, 2014 | P | 200 | $8.89 | A | 600 | D | |
| Common StockF2 | Jan 21, 2017 | M | 367 | — | A | 967 | D | |
| Common Stock | Jan 21, 2017 | F | 117 | $10.25 | D | 850 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jan 21, 2017 | M | 367 | D | — | — | Common Stock | 367 | 4,911 | D |
Explanation of responses
- F1Includes 22 shares received by the reporting person pursuant to the 11% stock dividend declared by the issuer on November 12, 2014 and paid on December 15, 2014.
- F2Restricted stock units convert into common stock on a one-for-one basis.
- F3On January 21, 2015, the reporting person was granted 1,100 restricted stock units, vesting in three equal annual installments on the first, second and third anniversaries of the grant date.