SEC Form 4 · accession 0001245105-17-000002
BEAR STATE FINANCIAL, INC. · BSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sherri Billings
Officer — Senior EVP & CFO
Period of report
Jan 18, 2017
Accepted (ET)
Jan 20, 2017 · 5:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001006424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 18, 2017 | A | 1,258 | $0.00 | A | 20,142 | D | |
| Common Stock | Jan 18, 2017 | F | 497 | $10.06 | D | 19,645 | D | |
| Common Stock | holding | — | — | — | 30,499 | I | 401(K) Plan | |
| Common Stock | holding | — | — | — | 4,326 | I | Spouse's IRA | |
| Common Stock | holding | — | — | — | 3,333 | I | Spouse Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 18, 2017 | A | 2,516 | A | — | — | Common Stock | 2,516 | 9,496 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2The restricted stock units vest in two equal annual installments beginning on the first anniversary of the grant date.