SEC Form 4 · accession 0001245105-16-000092
BEAR STATE FINANCIAL, INC. · BSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Dabbs Cavin
Director
Period of report
Jul 19, 2016
Accepted (ET)
Aug 25, 2016 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001006424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 19, 2016 | M | 7,777 | — | A | 108,218 | D | |
| Common StockF2 | holding | — | — | — | 3,736 | I | Spouse's IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Jul 19, 2016 | M | 7,777 | D | — | — | Common Stock | 7,777 | 5,279 | D |
Explanation of responses
- F1Includes 11,191 shares received by the reporting person from a pro rata distribution by Bear State Financial Holdings, LLC to its members of shares of the Issuer's Common Stock on February 10, 2015.
- F2Consists of shares received by the reporting person's spouse from a pro rata distribution by Bear State Financial Holdings, LLC to its members of shares of the Issuer's Common Stock on February 10, 2015.
- F3Restricted stock units convert into common stock on a one-for-one basis.
- F4On July 19, 2013, the reporting person was granted 7,777 restricted stock units (as adjusted to account for the 11% stock dividend declared by the issuer on November 12, 2014), vesting in full on the third anniversary of the grant date.