SEC Form 4 · accession 0001245105-16-000046
BEAR STATE FINANCIAL, INC. · BSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Thomas Fritsche Jr.
Officer — Senior EVP & COO
Period of report
Jan 22, 2016
Accepted (ET)
Jan 26, 2016 · 6:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001006424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 22, 2016 | M | 555 | — | A | 1,337 | D | |
| Common Stock | Jan 22, 2016 | F | 219 | $9.17 | D | 1,118 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 22, 2016 | M | 555 | D | — | — | Common Stock | 555 | 40,836 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2On January 22, 2014, the reporting person was granted 1,500 restricted stock units (subsequently adjusted to 1,666 restricted stock units following the Company's 1-for-9 stock dividend in December 2014), vesting in three equal annual installments on the first, second and third anniversaries of the grant date.