SEC Form 4 · accession 0001245105-16-000039
BEAR STATE FINANCIAL, INC. · BSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark McFatridge
Officer — President and CEO · Director
Period of report
Dec 30, 2015
Accepted (ET)
Jan 4, 2016 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001006424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 30, 2015 | M | 24,250 | — | A | 24,395 | D | |
| Common Stock | Dec 30, 2015 | F | 8,165 | $10.92 | D | 16,230 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Dec 30, 2015 | M | 24,250 | D | — | — | Common Stock | 24,250 | 24,250 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2On October 1, 2015, the reporting person was granted 48,500 restricted stock units, vesting in two equal installments. The first installment vested on December 30, 2015. The second installment will vest on October 1, 2016.