SEC Form 4 · accession 0001245105-15-000002
BEAR STATE FINANCIAL, INC. · BSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth Aaron Clark
Director
Period of report
Jan 21, 2015
Accepted (ET)
Jan 23, 2015 · 6:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001006424
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F4,F1,F3 | — | Jan 21, 2015 | A | 1,100 | A | — | — | Common Stock | 1,100 | 2,322 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of BSF common stock.
- F2The restricted stock units were granted pursuant to the 2011 Omnibus Incentive Plan.
- F3The restricted stock units vest ratably on the first, second and third anniversaries of the grant date.
- F4On November 12, 2014, the issuer declared a stock dividend of 1 share of common stock, par value $0.01 per share ("Common Stock"), for every 9 shares of Common Stock owned by holders of record at the close of business on December 1, 2014. The stock dividend was paid on December 15, 2014. Pursuant to the anti-dilution provisions of the issuer's 2011 Omnibus Incentive Plan, all outstanding restricted stock units were adjusted to account for the stock dividend, resulting in the reporting person receiving 122 additional restricted stock units.