SEC Form 3 · accession 0001493152-18-012266
SIERRA MONITOR CORP /CA/ · SRMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ross D DeMont
Director
Period of report
Jul 25, 2018
Accepted (ET)
Aug 20, 2018 · 6:10 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100625
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 200,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ROSSF1 | $1.50 | holding | — | — | — | — | Jul 25, 2028 | COMMON STOCK | 300,000 | — | D |
Explanation of responses
- F1One-fourth of the share subject to the option will vest on July 25, 2019 and one forty-eighth of the shares vest monthly thereafter.