SEC Form 4/A · accession 0001704739-18-000034
IRIDEX CORP · IRIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Sanford Fitch
Director
Period of report
Jun 13, 2018
Accepted (ET)
Jun 20, 2018 · 11:50 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001006045
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 13, 2018 | A | 5,690 | $0.00 | A | 62,887 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This footnote is restated from the original Form 4 filing to correctly reflect that each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 13, 2019 or the date of the Issuer's next annual meeting of stockholders.