SEC Form 4 · accession 0001704739-17-000019
IRIDEX CORP · IRIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann D Rhoads
Director
Period of report
Jul 28, 2017
Accepted (ET)
Aug 1, 2017 · 8:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001006045
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option Right to BuyF1,F2 | $9.47 | Jul 28, 2017 | M | 15,000 | A | — | Jul 28, 2024 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1This option was granted pursuant to IRIDEX Corporation's 2008 Equity Incentive Plan and is exempt to Rule 16b-3.
- F2The shares are subject to vesting according to the following schedule: 1/48th of the total number of shares vest each month.