SEC Form 4 · accession 0001704739-17-000011
IRIDEX CORP · IRIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ruediger Naumann-Etienne
Director
Period of report
Jun 14, 2017
Accepted (ET)
Jul 5, 2017 · 7:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001006045
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 14, 2017 | A | 2,000 | $0.00 | A | 72,990 | D | |
| Common StockF2 | holding | — | — | — | 23,000 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The restricted stock shall vest with respect to one hundred percent (100%) of the shares on June 14, 2018.
- F2The Reporting Person is President of Naumann-Etienne Foundation and may be deemed to share voting and dispositive power of the shares held by his position.