SEC Form 4 · accession 0001261380-16-000092
IRIDEX CORP · IRIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ruediger Naumann-Etienne
Director
Period of report
Jul 1, 2016
Accepted (ET)
Jul 5, 2016 · 5:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001006045
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2016 | A | 1,289 | $0.00 | A | 73,946 | D | |
| Common StockF2 | holding | — | — | — | 23,000 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are represented by restricted stock units and will vest one hundred percent (100%) on July 1, 2017.
- F2The Reporting Person is President of Naumann-Etienne Foundation and may be deemed to share voting and dispositive power of the shares held by his position.