SEC Form 4 · accession 0001261380-15-000043
IRIDEX CORP · IRIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Shuda
Director
Period of report
Jul 1, 2015
Accepted (ET)
Jul 6, 2015 · 6:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001006045
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2015 | A | 2,513 | $0.00 | A | 4,958 | D | |
| Common StockF2 | holding | — | — | — | 2,530,237 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are represented by restricted stock units and will vest one hundred percent (100%) on July 1, 2016.
- F2Consists of shares held by BlueLine Capital Partners, L.P., BlueLine Capital Partners II, LLC, BlueLine Capital Partners III, L.P., and BLueLine Cayalyst Fund IX, L.P., together (the "BlueLine Funds"). BlueLine Partners, L.L.C. is the sole general partner of the BlueLine Funds. Mr. Shuda is the Managing Director of BlueLine Partners, L.L.C. Mr. Shuda disclaims beneficial ownership of such securities, except to the extent, if any, of his pecuniary interest therein by virtue of his interest in BlueLine Partners, L.L.C.