SEC Form 4 · accession 0001261380-15-000035
IRIDEX CORP · IRIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sanford Fitch
Director
Period of report
Jun 26, 2015
Accepted (ET)
Jun 29, 2015 · 6:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001006045
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 26, 2015 | M | 3,750 | $6.19 | A | 39,094 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option Right to BuyF1,F2 | $6.19 | Jun 26, 2015 | M | 3,750 | A | Oct 1, 2008 | Jul 1, 2015 | Common Stock | 3,750 | 0 | D |
Explanation of responses
- F1This option was granted pursuant to IRIDEX Corporation's incentive Director Option Plan and is exempt pursuant to Rule 16b-3.
- F2Shares subject to the option are fully vested and exercisable.