SEC Form 4 · accession 0001261380-15-000004
IRIDEX CORP · IRIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George R Marcellino
Director
Period of report
Dec 31, 2014
Accepted (ET)
Jan 2, 2015 · 5:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001006045
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option Right to BuyF1,F2 | $8.60 | Dec 31, 2014 | A | 15,000 | A | Jan 31, 2015 | Dec 31, 2021 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1This option was granted pursuant to IRIDEX Corporation's 2008 Equity Incentive Plan and is exempt to Rule 16b-3.
- F2The shares shall vest ratably over a 36 month period.