SEC Form 4 · accession 0001209191-18-047688
PURE BIOSCIENCE, INC. · PURE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tom Y Lee
Director
Period of report
Aug 16, 2018
Accepted (ET)
Aug 20, 2018 · 7:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001006028
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 16, 2018 | P | 2,336,187 | $0.45 | A | 21,002,853 | I | Plum Investments, L.P. |
| Common Stock | holding | — | — | — | 4,362,490 | D | ||
| Common Stock | holding | — | — | — | 717,665 | I | By Wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were purchased in connection with the Issuer's private placement financing for cash and the cancellation of certain of the Reporting Person's existing indebtedness to the Issuer.
- F2Mr. Lee is the general partner and sole limited partner of Plum Investments, L.P., and has ultimate voting and investment control over the shares held by Plum Investments, L.P.