SEC Form 4 · accession 0001209191-17-067658
PURE BIOSCIENCE, INC. · PURE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Franchise Brands, LLC
10% Owner
Period of report
Dec 29, 2017
Accepted (ET)
Dec 29, 2017 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001006028
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 29, 2017 | S$0 | 18,666,666 | — | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantF1 | $0.75 | Dec 29, 2017 | S | 2,133,333 | D | Aug 22, 2014 | Aug 22, 2019 | Common Stock | 2,133,333 | 0 | D |
Explanation of responses
- F1Represents a private sale under the terms of a Securities Transfer Agreement between Reporting Person and Plum Investments, L.P. for an aggregate purchase price of $8,399,999.70.