SEC Form 4 · accession 0001209191-16-127477
PURE BIOSCIENCE, INC. · PURE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Franchise Brands, LLC
10% Owner
Period of report
Oct 23, 2015
Accepted (ET)
Jun 13, 2016 · 8:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001006028
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 23, 2015 | P | 13,333,333 | $0.45 | A | 18,666,666 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant | $0.45 | Oct 23, 2015 | P | 6,666,666 | A | Oct 23, 2015 | Oct 23, 2020 | Common Stock | 6,666,666 | 6,666,666 | D |
| WarrantF1 | $0.45 | Oct 23, 2015 | P | 8,666,666 | A | Oct 23, 2015 | Apr 23, 2016 | Common Stock | 8,666,666 | 8,666,666 | D |
Explanation of responses
- F1Reflects beneficial ownership of a Warrant as of the reported transaction date. However, the warrant was not exercised prior to the expiration date.