SEC Form 4 · accession 0001209191-16-124775
PURE BIOSCIENCE, INC. · PURE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tom Y Lee
Director
Period of report
Jul 22, 2015
Accepted (ET)
Jun 1, 2016 · 6:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001006028
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 22, 2015 | X | 266,666 | $0.01 | A | 3,595,555 | D | |
| Common Stock | Jul 22, 2015 | X | 33,333 | $0.01 | A | 3,628,888 | D | |
| Common Stock | May 20, 2016 | X | 270,449 | $0.45 | A | 3,899,337 | D | |
| Common Stock | May 20, 2016 | X | 216,666 | $0.45 | A | 550,999 | I | By Wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant | $0.01 | Jul 22, 2015 | X | 266,666 | D | Aug 30, 2014 | Aug 30, 2019 | Common Stock | 266,666 | 0 | D |
| Warrant | $0.01 | Jul 22, 2015 | X | 33,333 | D | Aug 30, 2014 | Aug 30, 2019 | Common Stock | 33,333 | 0 | D |
| Warrant | $0.45 | May 20, 2016 | X | 270,449 | D | Nov 23, 2015 | May 23, 2016 | Common Stock | 270,449 | 0 | D |
| Warrant | $0.45 | May 20, 2016 | X | 216,666 | D | Nov 23, 2015 | May 23, 2016 | Common Stock | 216,666 | 0 | I |