SEC Form 4 · accession 0001209191-15-085145
PURE BIOSCIENCE, INC. · PURE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tom Y Lee
Director
Period of report
Nov 23, 2015
Accepted (ET)
Dec 14, 2015 · 8:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001006028
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 23, 2015 | A | 416,075 | $0.45 | A | 3,328,889 | D | |
| Common Stock | Nov 23, 2015 | A | 333,333 | $0.45 | A | 334,333 | I | By Wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant | $0.45 | Nov 23, 2015 | A | 208,038 | A | Nov 23, 2015 | Nov 23, 2020 | Common Stock | 208,038 | 208,038 | D |
| Warrant | $0.45 | Nov 23, 2015 | A | 270,449 | A | Nov 23, 2015 | May 23, 2016 | Common Stock | 270,449 | 270,449 | D |
| Warrant | $0.45 | Nov 23, 2015 | A | 166,666 | A | Nov 23, 2015 | Nov 23, 2020 | Common Stock | 166,666 | 166,666 | I |
| Warrant | $0.45 | Nov 23, 2015 | A | 216,666 | A | Nov 23, 2015 | May 23, 2016 | Common Stock | 216,666 | 216,666 | I |