SEC Form 4 · accession 0001209191-15-035625
ARGAN INC · AGX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel L Martin
Officer — President, Gemma Power Systems
Period of report
Jan 27, 2015
Accepted (ET)
Apr 22, 2015 · 8:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100591
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 27, 2015 | X | 4,515 | $16.00 | A | 5,000 | D | |
| Common Stock | Apr 20, 2015 | X | 30,000 | $8.97 | A | 35,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option to purchase Common Stock | $16.00 | Jan 27, 2015 | X | 4,515 | D | Feb 8, 2011 | Feb 8, 2020 | Common Stock | 4,515 | 60,000 | D |
| Stock Option to purchase Common Stock | $8.97 | Apr 20, 2015 | X | 30,000 | D | Apr 5, 2012 | Apr 5, 2021 | Common Stock | 30,000 | 30,000 | D |