SEC Form 4 · accession 0001209191-15-004632
ARGAN INC · AGX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur F Trudel
Other
Period of report
Jan 14, 2015
Accepted (ET)
Jan 16, 2015 · 2:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100591
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 14, 2015 | S | 2,296 | $31.45 | D | 14,587 | D | |
| Common Stock | Jan 14, 2015 | S | 100 | $31.47 | D | 14,487 | D | |
| Common Stock | Jan 14, 2015 | S | 3,000 | $31.52 | D | 11,487 | D | |
| Common Stock | Jan 14, 2015 | S | 300 | $31.53 | D | 11,187 | D | |
| Common Stock | Jan 14, 2015 | S | 170 | $31.57 | D | 11,017 | D | |
| Common Stock | Jan 14, 2015 | S | 200 | $31.58 | D | 10,817 | D | |
| Common Stock | Jan 14, 2015 | S | 200 | $31.59 | D | 10,617 | D | |
| Common Stock | Jan 14, 2015 | S | 617 | $31.51 | D | 10,000 | D | |
| Common Stock | Jan 15, 2015 | X | 5,000 | $12.21 | A | 15,000 | D | |
| Common Stock | Jan 15, 2015 | X | 5,000 | $13.64 | A | 20,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option to purchase Common Stock | $12.21 | Jan 15, 2015 | X | 5,000 | D | Feb 25, 2010 | Feb 25, 2019 | Common Stock | 5,000 | 75,000 | D |
| Stock Option to purchase Common Stock | $13.64 | Jan 15, 2015 | X | 5,000 | D | Apr 6, 2011 | Apr 6, 2020 | Common Stock | 5,000 | 70,000 | D |