SEC Form 4 · accession 0001104659-16-149169
ARGAN INC · AGX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter W Getsinger
Director
Period of report
Oct 4, 2016
Accepted (ET)
Oct 6, 2016 · 9:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100591
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 4, 2016 | S | 500 | $58.2112 | D | 0 | I | By IRA. |
| Common StockF2 | Oct 4, 2016 | S | 400 | $58.17 | D | 0 | I | By inherited IRA. |
| Common StockF3 | Jun 27, 2016 | J | 33 | $0.00 | D | 267 | I | By Trust for children. |
| Common StockF3 | Jun 27, 2016 | J | 33 | $0.00 | A | 133 | I | Held in custody account for child. |
| Common Stock | holding | — | — | — | 12,935 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option to purchase Common Stock | $30.44 | holding | — | — | — | Jan 7, 2017 | Jan 7, 2026 | Common Stock | 10,000 | 10,000 | D |
| Stock Option to purchase Common Stock | $31.82 | holding | — | — | — | Dec 11, 2015 | Dec 11, 2024 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1On October 4, 2016, the Reporting Person sold 500 shares of the Issuer's common stock held through the Peter W Getsinger IRA at a price of $58.21128 per share on the open market.
- F2On October 4, 2016, the Reporting Person sold 400 shares of the Issuer's common stock held through the Peter W Getsinger inherited IRA at a price of $58.17 per share on the open market.
- F3On June 27, 2016, 33 shares of the Issuer's common stock were transferred by the Reporting Person's account held by Trust for children to the account held in custody account for child.