SEC Form 4 · accession 0001104659-16-147116
ARGAN INC · AGX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William F Griffin Jr.
Officer — VC/CEO of Gemma Power Systems · Director
Period of report
Sep 27, 2016
Accepted (ET)
Sep 28, 2016 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100591
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 27, 2016 | J | 25,000 | $0.00 | D | 356,150 | I | By William F. Griffin, Jr. Revocable Trust DTD 12/09/04 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option to purchase Common Stock | $18.87 | holding | — | — | — | Dec 18, 2013 | Dec 18, 2022 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1On September 27, 2016, 25,000 shares of the Issuer's common stock were transferred by William F. Griffin, Jr. Revocable Trust DTD 12/09/04 (the "Revocable Trust") to Sharon K Griffin TTEE, Peach Pit Foundation, U/A DTD 12/27/2004. Pursuant to the transfer, the amount of shares of the Issuer's common stock owned by the Revocable Trust decreased from 381,150 shares to 356,150 shares.