SEC Form 4 · accession 0001104659-16-146812
ARGAN INC · AGX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry A Crumpton
Director
Period of report
Sep 26, 2016
Accepted (ET)
Sep 27, 2016 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100591
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 26, 2016 | S | 20,000 | $57.3944 | D | 20,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option to purchase Common Stock | $26.88 | holding | — | — | — | Dec 17, 2013 | Dec 17, 2023 | Common Stock | 10,000 | 10,000 | D |
| Stock Option to purchase Common Stock | $31.82 | holding | — | — | — | Dec 11, 2014 | Dec 11, 2024 | Common Stock | 10,000 | 10,000 | D |
| Stock Option to purchase Common Stock | $30.44 | holding | — | — | — | Jan 7, 2017 | Jan 7, 2026 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1On September 26, 2016, the Reporting Person sold a total of 20,000 shares of the Issuer's Common Stock on the open market at the price of $57.3944 per share.