SEC Form 4 · accession 0001104659-16-129030
ARGAN INC · AGX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter W Getsinger
Director
Period of report
Jun 23, 2016
Accepted (ET)
Jun 23, 2016 · 2:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100591
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 23, 2016 | M | 10,000 | $31.82 | A | 12,935 | D | |
| Common Stock | holding | — | — | — | 500 | I | By IRA. | |
| Common Stock | holding | — | — | — | 400 | I | By inherited IRA. | |
| Common Stock | holding | — | — | — | 300 | I | By Trust for children. | |
| Common Stock | holding | — | — | — | 100 | I | Held in custody account for child. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option to purchase Common Stock | $30.44 | holding | — | — | — | Jan 7, 2017 | Jan 7, 2026 | Common Stock | 10,000 | 10,000 | D |
| Stock Option to purchase Common Stock | $31.82 | holding | — | — | — | Dec 11, 2015 | Dec 11, 2024 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1On June 23, 2016, the Reporting Person exercised his stock option received on December 11, 2014 to purchase 10,000 shares of the Issuer's common stock at a price of $31.82 per share.