SEC Form 4 · accession 0001104659-16-111765
ARGAN INC · AGX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rainer H Bosselmann
Officer — Chairman of the Board and CEO · Director
Period of report
Apr 13, 2016
Accepted (ET)
Apr 15, 2016 · 2:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100591
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 312,901 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option to purchase Common StockF2 | $33.85 | Apr 13, 2016 | A | 50,000 | A | Apr 13, 2017 | Apr 13, 2027 | Common Stock | 50,000 | 205,000 | D |
Explanation of responses
- F12,241 shares are held by Rainer and Beverley Bosselmann, as joint tenants, and the remaining shares are held by Rainer Bosselmann.
- F2On April 13, 2015, the Board of Director of the Issuer approved the issuance of stock options to purchase 50,000 shares of common stock of the Issuer to Rainer Bosselmann under the 2011 Stock Plan, revised as of April 16, 2015.